Quarterly report
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( Mark One ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - Q ✓ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal quarter ended September 30 , 2021 □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM Commission File Number 001-11476 ΤΟ Nevada VERTEX ENERGY , INC . ( Exact name of registrant as specified in its charter ) ( State or other jurisdiction of incorporation or organization ) 1331 Gemini Street , Suite 250 77058 Houston , Texas ( Address of principal executive offices ) ( Zip Code ) Title of each class 94-3439569 ( I.R.S. Employer Identification No. ) 866-660-8156 Registrant's telephone number , including area code Securities registered pursuant to Section 12 ( b ) of the Act : Common Stock , $ 0.001 Par Value Per Share Trading Symbol ( s ) VTNR Name of each exchange on which registered The NASDAQ Stock Market LLC ( Nasdaq Capital Market ) Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes ý No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes ý No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of “ large accelerated filer , ” “ accelerated filer ” and “ smaller reporting company " and " emerging growth company . " in Rule 12b - 2 of the Exchange Act .